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U.S. Trust Corporation
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#	Item
231	Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-11 17:51:50 Finance United States Securities and Exchange Commission Securities 73rd United States Congress Depository Trust & Clearing Corporation U.S. Securities and Exchange Commission Securities Exchange Act Fannie Mae Financial system Financial economics United States securities law
232	Notice of Filing of Proposed Rule Change Regarding Suspension of a Participant’s Trading Privileges on the Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-29 10:01:54 Chicago Stock Exchange Economy of the United States Securities Exchange Act Depository Trust & Clearing Corporation Securities regulation in the United States ACT U.S. Securities and Exchange Commission Securities Commission Securities and Exchange Commission Self-regulatory organizations Financial economics Financial system
233	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-18 14:10:42 Finance United States Securities and Exchange Commission 73rd United States Congress Depository Trust & Clearing Corporation Securities Securities Exchange Act ACT U.S. Securities and Exchange Commission Financial system Financial economics United States securities law
234	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Insurance Program as Part of the Profile Modification System Feature of its Direct...; Rel. No[removed], File No. SR-DTC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-16 13:51:46 Financial institutions Depository Trust & Clearing Corporation Securities Surety bond Insurance Securities Exchange Act Short U.S. Securities and Exchange Commission Financial economics Finance Financial system
235	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-14 15:26:43 Financial services Institutional investors Depository Trust & Clearing Corporation Broker-dealer Federal Reserve System Mutual fund U.S. Securities and Exchange Commission Bank Net capital rule Financial economics Investment Finance
236	February 24, 2014 Via Email: [removed] Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-25 15:29:11 Self-regulatory organizations 73rd United States Congress United States Securities and Exchange Commission Finance Securities Depository Trust & Clearing Corporation Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Act United States securities law Financial economics Financial system
237	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 13, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Ac Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-13 16:36:27 73rd United States Congress United States Securities and Exchange Commission United States securities law Futures contract Depository Trust & Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Finance
238	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-29 10:38:22 Finance 73rd United States Congress United States Securities and Exchange Commission United States securities law Depository Trust & Clearing Corporation Securities Exchange Act Settlement U.S. Securities and Exchange Commission Financial economics Securities Financial system
239	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]August 14, 2012 Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing Proposed Change to Move the Time Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-15 12:55:30 United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities First Issues Collectors Club Securities Exchange Act Depository Trust & Clearing Corporation U.S. Securities and Exchange Commission Financial system Financial economics Finance
240	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-21 13:42:54 United States securities law Depository Trust & Clearing Corporation Securities Securities Exchange Act Corporation U.S. Securities and Exchange Commission Financial system Financial economics Business

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